美国法律《证券法1934》法案 Section 10b-5

2018-12-02  本文已影响24人  斜杠少女bc

首先看 Section 10b-5 解读:

https://www.investopedia.com/terms/r/rule10b5.asp

然后,看 SECURITIES ACT OF 1934 原文

https://www.sec.gov/about/laws/sea34.pdf

Sec. 10B. Position Limits and Position Accountability for Security-Based Swaps and Large Trader Reporting.

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