elasticsearch源码分析

Elasticsearch源码分析-Suggest分析

2019-03-29  本文已影响0人  尹亮_36cd

0. 前言

对于大部分搜索系统而言,都会有搜索提示功能,即输入一个词,会提示拥有该词/前缀词的信息,而elasticsearch的suggest能较好地支持该功能

搜索提示

suggest请求对应的url pattern为 /_suggest 和 /{index}/_suggest,支持Get和Post 请求

curl -X POST 'localhost:9200/test_index/_suggest?pretty' -d '{
    "myCompletion" : {
        "text" : "10",
        "completion" : {
            "field" : "suggest term"
        }
    }
}'

1 请求Handler

suggest url对应的handler为RestSuggestAction,支持的参数如下:
routing: 路由信息
preference: 偏好信息
在解析完参数,会执行client.suggest()进行搜索提示,传入的action参数为SuggestAction.INSTANCE,它绑定的action为TransportSuggestAction类

public class ActionModule extends AbstractModule {
    @Override
    protected void configure() {
        registerAction(SuggestAction.INSTANCE, TransportSuggestAction.class);
    }
}

因此,在执行TransportAction.execute() 时,会执行TransportSuggestAction父类TransportBroadcastOperationAction.doExecute()方法,即为处理请求的Action入口

TransportSuggestAction类图

2 处理Action

TransportBroadcastOperationAction的doExecute()方法中,主要是调用AsyncBroadcastAction的start()方法执行suggest逻辑

public abstract class TransportBroadcastOperationAction<Request extends BroadcastOperationRequest, 
              Response extends BroadcastOperationResponse, 
              ShardRequest extends BroadcastShardOperationRequest, 
              ShardResponse extends BroadcastShardOperationResponse>
    @Override
    protected void doExecute(Request request, ActionListener<Response> listener) {
        new AsyncBroadcastAction(request, listener).start();
    }
}

suggest 主要流程如下:
(1)根据请求的索引获取所有对应的shards信息

protected class AsyncBroadcastAction {
        private final GroupShardsIterator shardsIts;
        private final int expectedOps;

        protected AsyncBroadcastAction(Request request, ActionListener<Response> listener) {
            // ...
            shardsIts = shards(clusterState, request, concreteIndices);
            expectedOps = shardsIts.size();

        }
}

获取suggest索引对应shards的方式与搜索时获取索引对应shards方式一致,主要就是
① 先获取索引对应的路由信息,包括匹配相应的通配符
② 根据路由信息和偏好信息获取对应的shards

public class TransportSuggestAction extends 
                TransportBroadcastOperationAction<SuggestRequest, SuggestResponse, ShardSuggestRequest, ShardSuggestResponse> {
    @Override
    protected GroupShardsIterator shards(ClusterState clusterState, SuggestRequest request, String[] concreteIndices) {
        // 获取请求索引对应的routing 信息
        Map<String, Set<String>> routingMap = clusterState.metaData()
                .resolveSearchRouting(request.routing(), request.indices());
        // 根据routing 和 preference 偏好获取对应的shards 信息
        return clusterService.operationRouting()
                .searchShards(clusterState, request.indices(), concreteIndices, routingMap, request.preference());
    }
}

(2)遍历每一个shard执行performOperation()方法

protected class AsyncBroadcastAction {
        private final GroupShardsIterator shardsIts;
        private final int expectedOps;
 
        public void start() {
            if (shardsIts.size() == 0) {
                // no shards
                try {
                    listener.onResponse(newResponse(request, new AtomicReferenceArray(0), clusterState));
                } catch (Throwable e) {
                    listener.onFailure(e);
                }
                return;
            }
            // count the local operations, and perform the non local ones
            int shardIndex = -1;
            for (final ShardIterator shardIt : shardsIts) {
                shardIndex++;
                final ShardRouting shard = shardIt.nextOrNull();
                if (shard != null) {
                    performOperation(shardIt, shard, shardIndex);
                } else {
                    // really, no shards active in this group
                    onOperation(null, shardIt, shardIndex, new NoShardAvailableActionException(shardIt.shardId()));
                }
            }
        }
}

(3)对每个shard执行TransportSuggestAction的shardOperation()方法查询索引
①如果shard所在节点为当前节点,则使用线程池执行onOperation()方法
②如果shard所在节点不是当前节点,则使用tcp方式将请求发送到对应节点上,action name为SuggestAction.NAME + [s],即indices:data/read/suggest[s],发送到的handler为ShardTransportHandler

protected class AsyncBroadcastAction {
        protected TransportBroadcastOperationAction(Settings settings, String actionName, ThreadPool threadPool, ClusterService clusterService, TransportService transportService, ActionFilters actionFilters) {
                super(settings, actionName, threadPool, actionFilters);
                this.transportShardAction = actionName + "[s]";
                transportService.registerHandler(transportShardAction, new ShardTransportHandler());
        }
        protected void performOperation(final ShardIterator shardIt, final ShardRouting shard, final int shardIndex) {
            if (shard == null) {
                // no more active shards... (we should not really get here, just safety)
                onOperation(null, shardIt, shardIndex, new NoShardAvailableActionException(shardIt.shardId()));
            } else {
                try {
                    final ShardRequest shardRequest = newShardRequest(shardIt.size(), shard, request);
                    if (shard.currentNodeId().equals(nodes.localNodeId())) {
                        threadPool.executor(executor).execute(new Runnable() {
                            @Override
                            public void run() {
                                try {
                                    onOperation(shard, shardIndex, shardOperation(shardRequest));
                                } catch (Throwable e) {
                                    onOperation(shard, shardIt, shardIndex, e);
                                }
                            }
                        });
                    } else {
                        DiscoveryNode node = nodes.get(shard.currentNodeId());
                        if (node == null) {
                            // no node connected, act as failure
                            onOperation(shard, shardIt, shardIndex, new NoShardAvailableActionException(shardIt.shardId()));
                        } else {
                            transportService.sendRequest(node, transportShardAction, shardRequest, new BaseTransportResponseHandler<ShardResponse>() {
                                // ...
                                @Override
                                public void handleResponse(ShardResponse response) {
                                    onOperation(shard, shardIndex, response);
                                }
                            });
                        }
                    }
                } catch (Throwable e) {
                    onOperation(shard, shardIt, shardIndex, e);
                }
            }
        }
}

在shard所在节点接到请求后,会同样执行shardOperation()方法

class ShardTransportHandler extends BaseTransportRequestHandler<ShardRequest> {
        @Override
        public ShardRequest newInstance() {
            return newShardRequest();
        }
        @Override
        public String executor() {
            return executor;
        }
        @Override
        public void messageReceived(final ShardRequest request, final TransportChannel channel) throws Exception {
            channel.sendResponse(shardOperation(request));
        }
    }

(4)如果所有shard均已执行完毕,则调用finishHim()合并shard结果并返回响应
当每请求一个shard后,counterOps会加一;当counterOps大小和expectedOps(请求的索引对应所有的shards个数)一致时,执行finishHim()方法
在finishHim()方法中,主要是调用newResponse()来构造响应结果

protected class AsyncBroadcastAction {
        protected void onOperation(ShardRouting shard, int shardIndex, ShardResponse response) {
            logger.trace("received response for {}", shard);
            shardsResponses.set(shardIndex, response);
            if (expectedOps == counterOps.incrementAndGet()) {
                finishHim();
            }
        }
        protected void finishHim() {
            try {
                listener.onResponse(newResponse(request, shardsResponses, clusterState));
            } catch (Throwable e) {
                listener.onFailure(e);
            }
        }
}

遍历每一个shard的响应结果,合并后返回SuggestResponse对象

public class TransportSuggestAction extends 
                TransportBroadcastOperationAction<SuggestRequest, SuggestResponse, ShardSuggestRequest, ShardSuggestResponse> {
        @Override
    protected SuggestResponse newResponse(SuggestRequest request, 
                         AtomicReferenceArray shardsResponses, 
                        ClusterState clusterState) {
        int successfulShards = 0;
        int failedShards = 0;

        final Map<String, List<Suggest.Suggestion>> groupedSuggestions = new HashMap<>();

        List<ShardOperationFailedException> shardFailures = null;
        for (int i = 0; i < shardsResponses.length(); i++) {
            Object shardResponse = shardsResponses.get(i);
            if (shardResponse == null) {
                // simply ignore non active shards
            } else if (shardResponse instanceof BroadcastShardOperationFailedException) {
                failedShards++;
                if (shardFailures == null) {
                    shardFailures = newArrayList();
                }
                shardFailures.add(new DefaultShardOperationFailedException(
                        (BroadcastShardOperationFailedException) shardResponse)
                );
            } else {
                Suggest suggest = ((ShardSuggestResponse) shardResponse).getSuggest();
                Suggest.group(groupedSuggestions, suggest);
                successfulShards++;
            }
        }

        return new SuggestResponse(
                new Suggest(Suggest.reduce(groupedSuggestions)), 
                shardsResponses.length(), 
                successfulShards, 
                failedShards, 
                shardFailures
        );
    }
}

3 suggest逻辑实现

在shardOperation()方法中,主要
① 获取IndexService和IndexShard对象
② 并解析suggest source
③ 创建suggest context
④ 调用SuggestPhase.execute()方法进入suggest阶段

public class TransportSuggestAction extends 
                TransportBroadcastOperationAction<SuggestRequest, SuggestResponse, ShardSuggestRequest, ShardSuggestResponse> {
    @Override
    protected ShardSuggestResponse shardOperation(ShardSuggestRequest request) throws ElasticsearchException {
        // 获取index service
        // ...
        try (Engine.Searcher searcher = indexShard.acquireSearcher("suggest")) {
            BytesReference suggest = request.suggest();
            if (suggest != null && suggest.length() > 0) {
                parser = XContentFactory.xContent(suggest).createParser(suggest);
                // 创建suggest context
                final SuggestionSearchContext context = suggestPhase.parseElement().parseInternal(
                        parser, 
                        indexService.mapperService(),
                        indexService.queryParserService(), 
                        request.shardId().getIndex(), 
                        request.shardId().id()
                );
                final Suggest result = suggestPhase.execute(context, searcher.searcher());
                return new ShardSuggestResponse(request.shardId(), result);
            }
            return new ShardSuggestResponse(request.shardId(), new Suggest());
        } catch (Throwable ex) {

        } finally {
            // ...
        }
    }
}

在suggest阶段,主要是遍历每一个suggestion,调用Suggester.execute()执行suggest

public class SuggestPhase extends AbstractComponent implements SearchPhase {
    public Suggest execute(SuggestionSearchContext suggest, IndexSearcher searcher) {
        try {
            CharsRefBuilder spare = new CharsRefBuilder();
            final List<Suggestion<? extends Entry<? extends Option>>> suggestions = 
                    new ArrayList<>(suggest.suggestions().size());

            for (Map.Entry<String, SuggestionSearchContext.SuggestionContext> entry : suggest.suggestions().entrySet()) {
                SuggestionSearchContext.SuggestionContext suggestion = entry.getValue();
                Suggester<SuggestionContext> suggester = suggestion.getSuggester();
                Suggestion<? extends Entry<? extends Option>> result = suggester
                        .execute(entry.getKey(), suggestion, searcher, spare);
                if (result != null) {
                    assert entry.getKey().equals(result.name);
                    suggestions.add(result);
                }
            }

            return new Suggest(Suggest.Fields.SUGGEST, suggestions);
        } catch (IOException e) {
            throw new ElasticsearchException("I/O exception during suggest phase", e);
        }
    }
}

Suggester的execute()方法,主要是将判断searcher对应reader的文档数是否为0,如果不为0,则进入innerExecute,交给Suggester的子类执行具体的逻辑

public abstract class Suggester<T extends SuggestionSearchContext.SuggestionContext> {
        public Suggest.Suggestion<? extends Suggest.Suggestion.Entry<? extends Suggest.Suggestion.Entry.Option>>
        execute(String name, T suggestion, IndexSearcher searcher, CharsRefBuilder spare) throws IOException {
        // #3469 We want to ignore empty shards

        if (searcher.getIndexReader().numDocs() == 0) {
            return null;
        }
        return innerExecute(name, suggestion, searcher, spare);
    }
}

Suggester下面有三个子类:CompletionSuggester、PhraseSuggester和TermSuggester,分别对应不同类型的suggest

Suggester类图

下面即为completion suggest的具体逻辑,只要是利用lucene的lookup方法查询前缀索引,最后调用CollectionUtil.introSort()进行内省排序

public class CompletionSuggester extends Suggester<CompletionSuggestionContext> {
    @Override
    protected Suggest.Suggestion<? extends Suggest.Suggestion.Entry<? extends Suggest.Suggestion.Entry.Option>> innerExecute(String name,
            CompletionSuggestionContext suggestionContext, IndexSearcher searcher, CharsRefBuilder spare) throws IOException {
        if (suggestionContext.mapper() == null || !(suggestionContext.mapper() instanceof CompletionFieldMapper)) {
            throw new ElasticsearchException("Field [" + suggestionContext.getField() + "] is not a completion suggest field");
        }
        final IndexReader indexReader = searcher.getIndexReader();
        CompletionSuggestion completionSuggestion = new CompletionSuggestion(name, suggestionContext.getSize());
        spare.copyUTF8Bytes(suggestionContext.getText());

        CompletionSuggestion.Entry completionSuggestEntry = new CompletionSuggestion.Entry(new StringText(spare.toString()), 0, spare.length());
        completionSuggestion.addTerm(completionSuggestEntry);

        String fieldName = suggestionContext.getField();
        Map<String, CompletionSuggestion.Entry.Option> results = Maps.newHashMapWithExpectedSize(indexReader.leaves().size() * suggestionContext.getSize());
        for (AtomicReaderContext atomicReaderContext : indexReader.leaves()) {
            AtomicReader atomicReader = atomicReaderContext.reader();
            Terms terms = atomicReader.fields().terms(fieldName);
            if (terms instanceof Completion090PostingsFormat.CompletionTerms) {
                final Completion090PostingsFormat.CompletionTerms lookupTerms = (Completion090PostingsFormat.CompletionTerms) terms;
                final Lookup lookup = lookupTerms.getLookup(suggestionContext.mapper(), suggestionContext);
                if (lookup == null) {
                    // we don't have a lookup for this segment.. this might be possible if a merge dropped all
                    // docs from the segment that had a value in this segment.
                    continue;
                }
                List<Lookup.LookupResult> lookupResults = lookup.lookup(spare.get(), false, suggestionContext.getSize());
                for (Lookup.LookupResult res : lookupResults) {

                    final String key = res.key.toString();
                    final float score = res.value;
                    final Option value = results.get(key);
                    if (value == null) {
                        final Option option = new CompletionSuggestion.Entry.Option(new StringText(key), score, res.payload == null ? null
                                : new BytesArray(res.payload));
                        results.put(key, option);
                    } else if (value.getScore() < score) {
                        value.setScore(score);
                        value.setPayload(res.payload == null ? null : new BytesArray(res.payload));
                    }
                }
            }
        }
        final List<CompletionSuggestion.Entry.Option> options = new ArrayList<>(results.values());
        CollectionUtil.introSort(options, scoreComparator);

        int optionCount = Math.min(suggestionContext.getSize(), options.size());
        for (int i = 0 ; i < optionCount ; i++) {
            completionSuggestEntry.addOption(options.get(i));
        }

        return completionSuggestion;
    }
}

4 FST 结构

对于Completion类型的suggest来说,使用的是FST(Finite State Transducers)存储结构,即有穷状态转换器,类似于前缀树或者字典树
我们有如下几个词:mop、moth、pop、star、stop和top 5个词,那么构建的FST如下图:


FST文件存储
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